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SEC dismisses 42 cases after admitting enforcement breach larger than reported

Por: New York Post Business June 04, 2023

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The SEC announced Friday it had dismissed 42 pending enforcement cases after discovering enforcement staff had improper access to materials meant for commission officials ruling on those cases. The watchdog agency, currently helmed by Gary Gensler, initially acknowledged in April of last year that some employees in its enforcement division had improperly downloaded legal memos in 2017 related to two cases — each of which sought to challenge... + full article



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